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950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-04-21 |
| UT | RA | APPROVED | 2025-02-10 |
| CA | RA | APPROVED | 2023-11-15 |
| TX | RA | APPROVED_RES | 2023-11-14 |
Branch Locations
950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | San Francisco | CA | 09/2012 | 06/2017 |
| Bank Of America, N.A. | San Francisco | CA | 12/2012 | 06/2017 |
| Sepio Capital, Llc | Alamo | CA | 09/2017 | 11/2023 |
| Ieq Capital, Llc | Foster City | CA | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
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