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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2018-10-20 |
Branch Locations
5515 East 18Th Street, Suite #190 , Sioux Falls, SD 57110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Midwest Financial | Sioux Falls | SD | 07/1990 | Present |
| Broker Dealer Financial Services Corp | West Des Moines | IA | 05/2015 | Present |
| Cambridge Investment Research, Inc. | Sioux Falls | SD | 10/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2018 | Present |
1) MIDWEST FINANCIAL SERVICES - 3500 S SHELDON LANE #103, SIOUX FALLS, SD 57105; OWNER; SOLE PROP; 20 HOURS PER MONTH SPENT ON THIS ACTIVITY/ALL DURING TRADING. 2) DOG GUARD/INVISIBLE FENCE, 3101 S GROVELAND DR, SIOUX FALLS, SD, UNDERGROUND FENCE FOR DOGS, OWNER, 05/01/16, NIR- 10/WK- 1/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/20/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-22 |
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