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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

2220 Jack Breault Drive, Hudson, WI 54016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Hudson WI 06/2007 11/2020
Thrivent Financial For Lutherans Appleton WI 06/2007 11/2020
Thrivent Advisor Network, Llc Hudson WI 11/2020 02/2021
Purshe Kaplan Sterling Investments Albany NY 02/2021 06/2025
Landmark Wealth Management Group Hudson WI 02/2021 10/2024
Beacon Pointe Advisors Hudson WI 10/2024 Present
Beacon Pointe Insurance Services, Llc Hudson WI 10/2024 Present
  • 06/2007 → 11/2020
    Hudson, WI
  • 06/2007 → 11/2020
    Thrivent Financial For Lutherans
    Appleton, WI
  • 11/2020 → 02/2021
    Hudson, WI
  • 02/2021 → 06/2025
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 02/2021 → 10/2024
    Landmark Wealth Management Group
    Hudson, WI
  • 10/2024 → Present
    Beacon Pointe Advisors
    Hudson, WI
  • 10/2024 → Present
    Beacon Pointe Insurance Services, Llc
    Hudson, WI
Previous Registrations
Other Businesses

1) Beacon Pointe Insurance Services, LLC, Not investment-related; Address: Main office located at 24 Corporate Plaza Dr., STE., 150, Newport Beach CA 92660; Position/Title: Agent; Start Date: 10/2024; HRS/MO During trading hours: 10 hrs./Mo.; Duties: Sale of insurance products (life/health/accident). 2) WINDSTRIP LLC POSITION: ADVISORY BOARD NATURE: PURPOSE OF THE BUSINESS IS SELLING MOUNTABLE (TO EXISTING TELECOM TOWERS), COMBINATION VERTICAL WIND TURBINE/SOLAR ENERGY UNITS TO TELECOM COMPANIES WITH CELL TOWERS IN "OFF GRID" LOCATIONS AROUND THE WORLD THAT CURRENTLY RELY ON DIESEL GENERATORS TO SUPPLY POWER IN REMOTE LOCATIONS. PROPRIETARY ASPECTS OF THE UNITS ARE THE DESIGN OF THE VERTICAL TURBINE, THE GROUND UNIT WHICH STORES THE EXCESS ELECTRICITY GENERATED, AND THE ALGORITHMS THAT SWITCH THE POWER SUPPLY GENERATION BETWEEN WIND AND SOLAR DEPENDING ON REAL TIME CONDITIONS. INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 0 START DATE: 02/10/2015 ADDRESS: 350 ST. PETER ST., SUITE 100, SAINT PAUL MN 55102 DESCRIPTION: I HAVE BEEN OFFERED A SPOT ON AN "ADVISORY BOARD" FOR WINDSTRIP. THIS WILL BE A VERY PASSIVE ROLE AND I WILL BE INVOLVED IN THE OCCASSIONAL CONFERENCE CALL REGARDING UPDATES TO THE ONGOING OPERATIONS AND OFFER INPUT ON THE DIRECTION OF THE COMPANY. 3 OPERATION HELP POSITION: Board Member NATURE: Operation HELP provides residents of St. Croix County with financial assistance, a place for personal support, and connections to community resources to alleviate short-term economic crises. We can help with rent, utilities and car repairs. We can help visitors with vouchers,emergency suppliesand referrals for support and aid. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2016 ADDRESS: 901 4th St., Suite 214, Hudson WI 54016 DESCRIPTION: I will be a board member, which means I will attend the monthly meetings and give input on the direction of the organization. My plan is to get involved in a couple specific committees or endeavors, but since I just joined those decisions have not yet been made. 4) NEVI LLC POSITION: President NATURE: LLC for commercial office building that includes my branch office and additional office suites. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/21/2017 ADDRESS: 2220 Jack Breault Drive, Suite 100, Hudson WI 54016, United States DESCRIPTION: Building maintenance and collection of rent payments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-14
  • S66 Uniform Combined State Law Examination
    2007-07-14

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