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24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-01 |
Branch Locations
24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States
2220 Jack Breault Drive, Hudson, WI 54016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Hudson | WI | 06/2007 | 11/2020 |
| Thrivent Financial For Lutherans | Appleton | WI | 06/2007 | 11/2020 |
| Thrivent Advisor Network, Llc | Hudson | WI | 11/2020 | 02/2021 |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2021 | 06/2025 |
| Landmark Wealth Management Group | Hudson | WI | 02/2021 | 10/2024 |
| Beacon Pointe Advisors | Hudson | WI | 10/2024 | Present |
| Beacon Pointe Insurance Services, Llc | Hudson | WI | 10/2024 | Present |
1) Beacon Pointe Insurance Services, LLC, Not investment-related; Address: Main office located at 24 Corporate Plaza Dr., STE., 150, Newport Beach CA 92660; Position/Title: Agent; Start Date: 10/2024; HRS/MO During trading hours: 10 hrs./Mo.; Duties: Sale of insurance products (life/health/accident). 2) WINDSTRIP LLC POSITION: ADVISORY BOARD NATURE: PURPOSE OF THE BUSINESS IS SELLING MOUNTABLE (TO EXISTING TELECOM TOWERS), COMBINATION VERTICAL WIND TURBINE/SOLAR ENERGY UNITS TO TELECOM COMPANIES WITH CELL TOWERS IN "OFF GRID" LOCATIONS AROUND THE WORLD THAT CURRENTLY RELY ON DIESEL GENERATORS TO SUPPLY POWER IN REMOTE LOCATIONS. PROPRIETARY ASPECTS OF THE UNITS ARE THE DESIGN OF THE VERTICAL TURBINE, THE GROUND UNIT WHICH STORES THE EXCESS ELECTRICITY GENERATED, AND THE ALGORITHMS THAT SWITCH THE POWER SUPPLY GENERATION BETWEEN WIND AND SOLAR DEPENDING ON REAL TIME CONDITIONS. INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 0 START DATE: 02/10/2015 ADDRESS: 350 ST. PETER ST., SUITE 100, SAINT PAUL MN 55102 DESCRIPTION: I HAVE BEEN OFFERED A SPOT ON AN "ADVISORY BOARD" FOR WINDSTRIP. THIS WILL BE A VERY PASSIVE ROLE AND I WILL BE INVOLVED IN THE OCCASSIONAL CONFERENCE CALL REGARDING UPDATES TO THE ONGOING OPERATIONS AND OFFER INPUT ON THE DIRECTION OF THE COMPANY. 3 OPERATION HELP POSITION: Board Member NATURE: Operation HELP provides residents of St. Croix County with financial assistance, a place for personal support, and connections to community resources to alleviate short-term economic crises. We can help with rent, utilities and car repairs. We can help visitors with vouchers,emergency suppliesand referrals for support and aid. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2016 ADDRESS: 901 4th St., Suite 214, Hudson WI 54016 DESCRIPTION: I will be a board member, which means I will attend the monthly meetings and give input on the direction of the organization. My plan is to get involved in a couple specific committees or endeavors, but since I just joined those decisions have not yet been made. 4) NEVI LLC POSITION: President NATURE: LLC for commercial office building that includes my branch office and additional office suites. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/21/2017 ADDRESS: 2220 Jack Breault Drive, Suite 100, Hudson WI 54016, United States DESCRIPTION: Building maintenance and collection of rent payments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-14 |
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