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Kristy Lee Saunders

Morgan Stanley

Deland, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
FL RA APPROVED 2012-10-26
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • FL RA
    APPROVED
    Since 2012-10-26

Branch Locations

142 South Woodland Boulevard Suite 100, Deland, FL 32720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Ormond Beach FL 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Ormond Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-24
S63 Uniform Securities Agent State Law Examination 2007-12-07
  • S66 Uniform Combined State Law Examination
    2012-10-24
  • S63 Uniform Securities Agent State Law Examination
    2007-12-07
Other Names
  • Kristy Lee Mullen

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DELAND, FL
EDWARD JONES · DELAND, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · DELAND, FL
RAYMOND JAMES & ASSOCIATES, INC. · DELAND, FL
EDWARD JONES · DELAND, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · DeLand, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Deland, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · DELAND, FL

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