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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-02-09
  • TN RA
    APPROVED
    Since 2012-02-09

Branch Locations

633 Chestnut St Ste 1100 Republic Centre, Chattanooga, TN 37450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2007 12/2019
Northwestern Mutual Investment Services, Llc. Chattanooga TN 09/2007 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Robert Thomas Chattanooga TN 01/2020 Present
Narssa.ORg Chatanooga TN 03/2026 Present
  • 06/2007 → 12/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2007 → Present
    Chattanooga, TN
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2020 → Present
    Robert Thomas
    Chattanooga, TN
  • 03/2026 → Present
    Narssa.ORg
    Chatanooga, TN
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 33% OWNER, RENTAL PROPERTY, 530 MOUNTAIN RIDGE RD, CHATTANOOGA, TENNESSEE, 37415, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 01/30/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO-LANDLORD WITH MY BROTHER AND MOM. INVESTMENT RELATED. 3. 17% OWNER, 223 VREELAND STREET, 223 VREELAND STREET, CHATTANOOGA, , TENNESSEE, 37415, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 2/1/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NO ACTIVE DUTIES. PART OWNER OF RENTAL PROPERTY. 4. AUTHOR, "SOCIAL SECURITY STRATEGIES FOR...." EBOOK SERIES, 129 WALNUT ST UNIT 20, CHATTANOOGA, , TENNESSEE, 37403, UNITED STATES OF AMERICA, AUTHOR, START DATE: 5/6/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, AUTHOR; NON-INVESTMENT-RELATED. 5. 33.33% OWNER, 363-399 VIRGINIA ST, DAYTON, TN, 363-399 VIRGINIA STREET, DAYTON, , TENNESSEE, 37321, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 05/07/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTOR. INVESTMENT RELATED. 6. BFP INSURANCE SERVICES, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 7/22/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 7. INSTRUCTOR, NARSSA.ORG, GENERAL EMPLOYMENT, START DATE: 03/09/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEADING EXAM REVIEW SESSIONS FOR RSSA CANDIDATES. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-02-11
  • S63 Uniform Securities Agent State Law Examination
    2008-02-11
Designations

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