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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-05
UT RA APPROVED 2019-02-08
  • TX RA
    APPROVED
    Since 2019-12-05
  • UT RA
    APPROVED
    Since 2019-02-08

Branch Locations

1173 South 250 West Suite 212, St. George, UT 84770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors Inc. St. George UT 02/2019 05/2019
Raymond James Financial Services, Inc. St. George UT 05/2019 Present
Raymond James Financial Services Advisors, Inc. St. George UT 05/2019 Present
Woodbury, Mitchell & Finch Llc Saint George, UT 01/2012 05/2019
Other Businesses

(1)Name of Business: Mad Moose Rentals LLC Address: 2570 Sycamore Circle, Washington, UT, 84780, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/26/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Consult by phone on business operations and financial stmts every other week for an hour. Brother is the majority owner and runs the business (2)Name of Business: Premier Trust Accounting LLC Address: 1173 S 250 W Suite 201, Saint George, UT, 84770, United States Activity Type: Accounting/CPA Position/Title: Partner Investment Related: No Start Date: 05/21/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Accounting activities for Trust Tax Return Preparation (3)Name of Business: SJF LLC Address: 1167 S Indian Knolls Dr, Washington, UT, 84780, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 05/21/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Management Company holding ownership (4)Name of Business: Winch Real Estate LLC Address: 1167 S Indian Knolls Dr, Washington, UT, 84780, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 05/21/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (5)Name of Business: Woodbury, Mitchell & Finch LLC Address: 1173 S. 250 W. Ste 201, Saint George, UT, 84770, United States Activity Type: Accounting/CPA Position/Title: Partner Investment Related: No Start Date: 01/01/2012 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Majority Owner; Keeping books, input on management of company.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-05-20
S65 Uniform Investment Adviser Law Examination 2019-01-17
  • S63 Uniform Securities Agent State Law Examination
    2019-05-20
  • S65 Uniform Investment Adviser Law Examination
    2019-01-17

View on SEC IAPD

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