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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-22 |
| FL | RA | APPROVED | 2008-04-02 |
Branch Locations
2929 Aventura Blvd, Aventura, FL 33180 • United States
396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Davie | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Davie | FL | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, DAVIE, FL, 100% OWNERSHIP, START: 12/27/2016, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. RENTAL PROPERTY, INV RELATED, AVENTURA, FL, 100% OWNERSHIP, START 5/25/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-05 |
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