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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2018-06-28 |
| TX | RA | APPROVED | 2018-06-28 |
Branch Locations
6301 Waterford Boulevard, Oklahoma City, OK 73118 • United States
3908 Nw Elm Avenue, Lawton, OK 73505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Oklahoma City | OK | 08/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Oklahoma City | OK | 11/2016 | 06/2018 |
| Stifel Nicolaus & Co Inc | Oklahoma City | OK | 06/2018 | Present |
1. BKM, LLC; 7621 NW Wyatt Lake Dr. Lawton, OK 73505; Family LLC; Member; Manage account in case of fathers absense; 01/27/2026; 1hr/yr; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-31 |
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