Maxwell Thomas Behnfield

14010 Fnb Parkway Suite 200, Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2025-12-01
CA	RA	APPROVED	2025-11-26
CO	RA	APPROVED	2025-11-25

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ubs Financial Services Inc.	Irvine	CA	05/2016	08/2018
Raymond James Financial Services, Inc.	Torrance	CA	08/2018	08/2018
Raymond James Financial Services Advisors, Inc.	Torrance	CA	08/2018	08/2018
Cantella & Co., Inc.	Boston	MA	09/2018	01/2020
Independent Financial Group	Los Angelese	CA	01/2020	11/2020
Morgan Stanley Smith Barney Llc	Irvine	CA	11/2020	09/2025
Morgan Stanley Private Bank, N.A	New York	NY	05/2021	09/2025
First National Advisers, Llc	Omaha	NE	11/2025	Present

05/2016 → 08/2018

Ubs Financial Services Inc.

Irvine, CA
08/2018 → 08/2018

Raymond James Financial Services, Inc.

Torrance, CA
08/2018 → 08/2018

Raymond James Financial Services Advisors, Inc.

Torrance, CA
09/2018 → 01/2020

Cantella & Co., Inc.

Boston, MA
01/2020 → 11/2020

Independent Financial Group

Los Angelese, CA
11/2020 → 09/2025

Morgan Stanley Smith Barney Llc

Irvine, CA
05/2021 → 09/2025

Morgan Stanley Private Bank, N.A

New York, NY
11/2025 → Present

First National Advisers, Llc

Omaha, NE

2020-11-13 → 2025-09-04

Morgan Stanley

Boulder, CO

Irvine, CA
2020-01-23 → 2020-11-10

Independent Financial Group, Llc

Los Angeles, CA

Irvine, CA

Los Angeles, CA

San Diego, CA
2018-09-06 → 2020-02-14

Cantella & Co., Inc.

Los Angeles, CA

Malden, MA

Irvine, CA
2018-08-22 → 2018-09-12

Raymond James Financial Services Advisors, Inc

Torrance, CA
2016-06-10 → 2018-09-07

Ubs Financial Services Inc.

Irvine, CA

Los Angeles, CA
2011-02-22 → 2014-09-18

Ubs Financial Services Inc.

Boulder, CO

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-02-18
S63	Uniform Securities Agent State Law Examination	2008-06-30

Other Firms