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Kelly Lynn Collins

Ameriprise Financial Services, LLC

Concord, MA

Purchase, NY

Trumbull, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-02-06
  • CT RA
    APPROVED
    Since 2019-02-06

Branch Locations

33 Bedford St 2Nd Flr, Concord, MA 01742 • United States

2900 Westchester Ave Ste 300, Purchase, NY 10577-2551 • United States

Trumbull, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Norwalk CT 01/2013 03/2020
Ameriprise Financial Services, Llc Concord MA 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-12
S63 Uniform Securities Agent State Law Examination 2011-05-05
  • S65 Uniform Investment Adviser Law Examination
    2018-11-12
  • S63 Uniform Securities Agent State Law Examination
    2011-05-05

View on SEC IAPD

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