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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-11-03 |
| CA | RA | APPROVED | 2010-10-26 |
Branch Locations
520 Newport Center Dr, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 10/2010 | Present |
| Bank Of America, N.A. | Newport Beach | CA | 11/2010 | Present |
I*2191275, Entity Type: Entity For Profit, Name of OBA: Aliso Viejo Country Club, Address: Aliso Viejo, California, 92656, Investment Related: N, Position, Title, Association: Committee, Board Member, Employee State Date: 02/13/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: This is an advisory board position to discuss member engagement for activities the club hosts. We are a steering committee to make sure the members feel like they are getting value for their membership in areas beyond just golf. There is zero financial or business decisions made as this is a non-equity club. This committee is more about giving feedback on special events, how the dining experience is going, etc. I*: 2600291 Entity Type: For Profit Name of OBA: Donlon holdings LLC Address: Aliso Viejo, CA 92656 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 08/01/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: We are creating an LLC to hold a commercial office condo. My sister and I will own the LLC. The occupant is my father who will be paying the property taxes and insurance as the space is used to hold his belongings. He is currently the sole owner of the building in his own LLC. The purpose of the new LLC is to move the building out of his estate for estate planning reasons. The office tenant is my father and my sister will handle the LLC paperwork required each year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-14 |
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