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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services | St. Paul | MN | 12/2010 | 08/2023 |
| Minnesota Life Insurance Co | St. Paul | MN | 12/2010 | 08/2023 |
| Martin Financial Group | Tyler | TX | 12/2010 | Present |
| Wj Adams & Associates Dba Adams Financial Group | Tyler | TX | 01/2020 | Present |
| Cetera Wealth Services, Llc | Tyler | TX | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. MARTIN FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/1996 ADDRESS: , Tyler TX , United States DESCRIPTION: Agent/Broker 2. NOTARY PUBLIC POSITION: Independent Contractor NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2013 ADDRESS: , Tyler TX , United States DESCRIPTION: Independent Contractor 3. THE WOMEN'S FUND OF TYLER/SMITH COUNTY POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: , Tyler TX , United States DESCRIPTION: Member 4. NAME OF OTHER BUSINESS: WJ ADAMS & ASSOCIATES DBA ADAMS FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2020, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT & DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-09 |
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