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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

6643 Oak Hill Blvd, Tyler, TX 75703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services St. Paul MN 12/2010 08/2023
Minnesota Life Insurance Co St. Paul MN 12/2010 08/2023
Martin Financial Group Tyler TX 12/2010 Present
Wj Adams & Associates Dba Adams Financial Group Tyler TX 01/2020 Present
Cetera Wealth Services, Llc Tyler TX 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 12/2010 → 08/2023
    Securian Financial Services
    St. Paul, MN
  • 12/2010 → 08/2023
    Minnesota Life Insurance Co
    St. Paul, MN
  • 12/2010 → Present
    Martin Financial Group
    Tyler, TX
  • 01/2020 → Present
    Wj Adams & Associates Dba Adams Financial Group
    Tyler, TX
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Tyler, TX
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-12-07 → 2023-08-10
    Securian Financial Services, Inc.
    Tyler, TX
    Tyler, TX
    St. Paul, MN
Other Businesses

1. MARTIN FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/1996 ADDRESS: , Tyler TX , United States DESCRIPTION: Agent/Broker 2. NOTARY PUBLIC POSITION: Independent Contractor NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2013 ADDRESS: , Tyler TX , United States DESCRIPTION: Independent Contractor 3. THE WOMEN'S FUND OF TYLER/SMITH COUNTY POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: , Tyler TX , United States DESCRIPTION: Member 4. NAME OF OTHER BUSINESS: WJ ADAMS & ASSOCIATES DBA ADAMS FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2020, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT & DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-18
S63 Uniform Securities Agent State Law Examination 2000-11-09
  • S65 Uniform Investment Adviser Law Examination
    2009-12-18
  • S63 Uniform Securities Agent State Law Examination
    2000-11-09
Designations
Other Names
  • Kimberly Kay Adams

View on SEC IAPD

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