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Kevin Johanson

LPl Financial LLC

Fergus Falls, MN

CRD 5356992

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-03-13
CA RA APPROVED 2007-12-06
  • MN RA
    APPROVED
    Since 2014-03-13
  • CA RA
    APPROVED
    Since 2007-12-06

Branch Locations

125 S Mill Street, Ste C, Fergus Falls, MN 56537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fergus Falls MN 08/2007 Present
Other Businesses

(1) 10/10/2008 - DBA ONLY - JOHANSON FINANCIAL, INC. - FERGUS FALLS, MN. (2) 12/15/2014: SCOREKEEPER - ISD #550 - KEEP THE SCOREBOOK OR RUN THE CLOCK FOR BOYS HIGH SCHOOL SPORTS. - NOT INVESTMENT RELATED - 40 HOURS PER MONTH/0 HOURS DURING TRADING - UNDERWOOD, MN. (3) 12/16/2014: PARK REGION TELEPHONE - NOT INV REL - 100 SOUTHERN AVE., UNDERWOOD, MN 56586 - OUTSIDE/W-2 EMPLOYMENT - START 12/02/2014 - 4 HR/MO NONE DURING SECS TRDG HRS - I AM A COMMENTATOR FOR UNDERWOOD BOYS HIGH BASKETBALL FOR THE GAMES THAT ARE TELEVISED ON THE LOCAL CABLE NETWORK. SIX GAMES ARE SCHEDULED THIS YEAR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-24
  • S66 Uniform Combined State Law Examination
    2007-10-24

View on SEC IAPD

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