James Frank Ries

Current Employers

Employment History

• 06/2007 → 08/2023
  Minnesota Life Insurance Company
  St Paul, MN
• 06/2007 → 08/2023
  Securian Financial Services, Inc
  St Paul, MN
• 06/2007 → 10/2021
  Cri Securities, Llc
  St Paul, MN
• 06/2007 → Present
  North Star Consultants, Inc
  Minneapolis, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Minneapolis, MN
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-01-16 → 2023-08-10
  Securian Financial Services, Inc.
  Minneapolis, MN
  St. Paul, MN
• 2014-01-16 → 2021-10-21
  Cri Securities, Llc
  Minneapolis, MN

Other Businesses

1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2) P&C SALES POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2019 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 3) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2007-09-01

Other Names

• Jimmy Frank Ries