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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-22
  • FL RA
    APPROVED
    Since 2024-10-22

Branch Locations

22 Bull St, Savannah, GA 31401 • United States

132 Royal Palm Way, Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Palm Beach Gardens FL 06/2014 07/2021
Jp Morgan Securities Palm Beach Gardens FL 06/2014 07/2021
Citigroup West Palm Beach FL 07/2021 10/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Beach FL 10/2024 Present
  • 06/2014 → 07/2021
    Jpmorgan Chase Bank Na
    Palm Beach Gardens, FL
  • 06/2014 → 07/2021
    Jp Morgan Securities
    Palm Beach Gardens, FL
  • 07/2021 → 10/2024
    Citigroup
    West Palm Beach, FL
  • 10/2024 → Present
    Palm Beach, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-12
  • S66 Uniform Combined State Law Examination
    2007-10-12
Other Names
  • Lauren Ashley Rosenberg
  • Lauren Stuhmer

View on SEC IAPD

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