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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-24 |
| PA | RA | APPROVED | 2022-05-24 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1370 Washington Pike Ste 404, Bridgeville, PA 15017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Pittsburgh | PA | 08/2013 | 04/2022 |
| Kestra Investment Services, Llc | Pittsburgh | PA | 04/2022 | Present |
| Kestra Advisory Services, Llc | Pittsburgh | PA | 04/2022 | Present |
Name: RetireRight Pittsburgh - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 40 Hours Per Month During Securities Trading. Name: Guardian National Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/18/2020 - 1 Hours Per Month During Securities Trading. Name: LifePro Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 06/24/2020 - 10 Hours Per Month/0 Hours During Securities Trading. Name: Excellent Ventures LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2020 - 40 Hours Per Month During Securities Trading. Name: RetireRight Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading. Name: RETIRERIGHT FINANCIAL PLANNINGPOSITION: Owner & Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 03/01/2022 ADDRESS: 2652 Hidden Valley Dr, Ste 100, Pittsburgh PA 15241, United States DESCRIPTION: I manage client relationships through our wealth management division that I oversee. Name: EXCELLENT VENTURES LLC POSITION: Owner and Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2020 ADDRESS: 2652 Hidden Valley Dr., Ste. 100, Pittsburgh PA 15241, United States DESCRIPTION: This is the LLC name for our business. The DBA is RetireRight Financial Planning. I manage client relationships through the oversight of our wealth management division that I run. Name: KESTRA ADVISORY SERVICES POSITION: Financial Planner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/18/2022 ADDRESS: 5707 Southwest Parkway Building 2 Ste. 400, Ste. 100, Austin TX 78735, United States DESCRIPTION: N/A Name: RETIRERIGHT FINANCIAL PLANNING POSITION: Owner & Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 03/01/2022 ADDRESS: 1370 Washington Pike, Suite 404, Bridgeville PA 15017, United States DESCRIPTION: I manage client relationships through our wealth management division that I oversee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-11 |
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