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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
  • CO RA
    APPROVED
    Since 2025-01-01

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Firestone, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Army National Guard Denver CO 08/2009 Present
Gwfs Equities, Inc. Greenwood Village CO 09/2014 Present
  • 08/2009 → Present
    Army National Guard
    Denver, CO
  • 09/2014 → Present
    Gwfs Equities, Inc.
    Greenwood Village, CO
Other Businesses

1) COLORADO ARMY NATIONAL GUARD - 5275 FRANKLIN ST. DENVER, CO 80216 - NON INVESTMENT-RELATED. BEGINNING AUGUST 2009, SERVE AS A MILITARY POLICE SOLDIER DEVOTING ONE WEEKEND A MONTH AND 2 FULL WEEKS DURING THE SUMMER (SUMMER WEEKS ARE THE ONLY TIME DEVOTED DURING SECURITIES TRADING HOURS). I PROVIDE STATE SIDE SUPPORT IN TIMES OF STATE EMERGENCIES AND COMBAT SUPPORT DURING DEPLOYMENTS AND AM RESPONSIBLE FOR CARRYING OUT LAW ENFORCEMENT DUTIES FOR THE UNITED STATES ARMY. 2) Town of Firestone / Trustee. Elected to 4-year term on Board of Trustees providing policy and direction oversight.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-23
S63 Uniform Securities Agent State Law Examination 2013-10-14
  • S66 Uniform Combined State Law Examination
    2017-09-23
  • S63 Uniform Securities Agent State Law Examination
    2013-10-14

View on SEC IAPD

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