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Current Employers
Smith Bruer

1700 Summit Lake Drive Suite 102, Tallahassee, FL 32317 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-06-25
FL RA APPROVED 2016-08-19
  • CO RA
    APPROVED
    Since 2019-06-25
  • FL RA
    APPROVED
    Since 2016-08-19

Branch Locations

1700 Summit Lake Drive Suite 102, Tallahassee, FL 32317 • United States

5825 Delmonico Drive Suite 320, Colorado Springs, CO 80919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smith Bruer Advisors Tallahassee FL 02/2015 Present
Smith Bruer Advisors Tallahassee FL 07/2016 Present
  • 02/2015 → Present
    Smith Bruer Advisors
    Tallahassee, FL
  • 07/2016 → Present
    Smith Bruer Advisors
    Tallahassee, FL
Previous Registrations
  • 2015-02-26 → 2016-09-30
    Partnervest Advisory Services Llc
    Tallahassee, FL
    Santa Barbara, CA
  • 2008-03-06 → 2015-02-18
    Invest Financial Corporation
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
    Tallahassee, FL
  • 2007-08-27 → 2008-03-06
    Heathrow, FL
    Tallahassee, FL
    Irving, TX
Other Businesses

FLAGLER COLLEGE, NOT INVESTMENT RELATED, 444 APPLEYARD DRIVE, TALLAHASSEE FL 32304, COLLEGE, ADJUNCT FACULTY, START DATE 9/1/2012, TEACHING UNDERGRADUATE COLLEGE STUDENTS, 36 HPM, 0 HRS TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-25
  • S66 Uniform Combined State Law Examination
    2007-08-25
Designations

View on SEC IAPD

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