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Current Employers
B.B. Graham & Company, Inc.

1700 W. Katella Ave., Orange, CA 92867 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-02
CA RA APPROVED 2019-01-18
WA RA APPROVED 2016-04-12
OR RA APPROVED 2016-04-08
  • NY RA
    APPROVED
    Since 2025-05-02
  • CA RA
    APPROVED
    Since 2019-01-18
  • WA RA
    APPROVED
    Since 2016-04-12
  • OR RA
    APPROVED
    Since 2016-04-08

Branch Locations

1700 W. Katella Ave., Orange, CA 92867 • United States

1700 W. Katella Ave., Orange, CA 92867 • USA

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. B. Graham & Company Orange CA 04/2016 Present
  • 04/2016 → Present
    B. B. Graham & Company
    Orange, CA
Previous Registrations
  • 2011-07-18 → 2016-02-05
    Woodbury Financial Services, Inc.
    Portland, OR
    Portland, OR
    Portland, OR
  • 2009-03-20 → 2011-07-15
    Sii Investments, Inc.
    Vancouver, WA
  • 2007-09-10 → 2008-11-14
    Morgan Stanley & Co. Llc
    Portland, OR
Other Businesses

1) OREGON WATER POLO OFFICIALS ASSOCIATION; POSITION: PRESIDENT; NATURE: NON-PROFIT; NONINVT REL; PORTLAND OR; OPERATIONAL OVERSIGHT, DEVELOPMENT AND CERTIFICATION OF OFFICIALS; START 05/01/2011; 4 HRS/MTH, NONE DURING TRADING; PROVIDE ADMINISTRATIVE OVERSIGHT. COORDINATE TRAINING AND DEVELOPMENT PROGRAMS FOR MEMBER OFFICIALS. 2) ROBERT NORTH - INSURANCE; POSITION: INSURANCE AGENT; NATURE: INSURANCE AGENT; INVESTMENT RELATED: YES; 2 HRS/MO; SECURITIES TRADING HOURS: 0; START DATE: 06/01/2014; PORTLAND, OR; DESCRIPTION: SELL INSURANCE PRODUCTS. 3) ROBERT NORTH; POSITION: CONSULTANT; NATURE: CONSULTANT; INVESTMENT RELATED: NO; 1 HR/MTH; SECURITIES TRADING HOURS: 0; START DATE: 01/01/2010; PORTLAND, OR; DESCRIPTION: PROVIDE ADVICE FOR PRIVATE COMPANIES REGARDING IMPORTING AND EXPORTING GOODS. 4) DELL'UCCELLO LLC; POSITION: MANAGER; NATURE: LLC; INVESTMENT RELATED: NO; 32 HRS/MO; SECURITIES TRADING HOURS: 0; START DATE: 03/01/2005; PORTLAND, OR; DESCRIPTION: MANAGE AND MAINTAIN AGRICULTURAL PROPERTY. 5) ROBERT NORTH; POSITION: WATER POLO OFFICIAL; NATURE: WATER POLO OFFICIAL; INVESTMENT RELATED: NO; 32 HRS/MTH; SECURITIES TRADING HOURS: 0; START DATE: 08/01/1988; PORTLAND, OR; DESCRIPTION: ASSIGN, EVALUATE AND OFFICIATE WATER POLO GAMES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-06
  • S66 Uniform Combined State Law Examination
    2007-09-06
Other Names
  • Robert Emmitt North

View on SEC IAPD

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