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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-11-16 |
Branch Locations
7417 Mexico Road, Ste 104, St. Peters, MO 63376 • United States
13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-05 |
| MO | RA | APPROVED | 2016-08-18 |
Branch Locations
13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Saint Peters | MO | 08/2016 | Present |
| Cornerstone Wealth Management, Llc | St. Peters | MO | 08/2016 | Present |
(1) 08/11/2016: Cornerstone Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 7417 Mexico Road, Suite 104 St. Peters MO 63376 - Start 08/11/2016 - 160 Hr/Mo; 160 Hours During Securities Trading; 100% Time Spent (2) 11/08/2016: JW Financial Group LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Home Location - Start 08/26/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading (3) 6/17/2021 - Cornerstone Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/26/2020 - 25 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Cornerstone Wealth Management LLC, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-10 |
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