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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-11-16
  • MO RA
    APPROVED
    Since 2023-11-16

Branch Locations

7417 Mexico Road, Ste 104, St. Peters, MO 63376 • United States

Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-05
MO RA APPROVED 2016-08-18
  • TX RA
    APPROVED
    Since 2019-06-05
  • MO RA
    APPROVED
    Since 2016-08-18

Branch Locations

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Saint Peters MO 08/2016 Present
Cornerstone Wealth Management, Llc St. Peters MO 08/2016 Present
Previous Registrations
  • 2007-08-23 → 2016-08-12
    St Peters, MO
    O'FAllon, MO
    St Charles, MO
    St Louis, MO
Other Businesses

(1) 08/11/2016: Cornerstone Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 7417 Mexico Road, Suite 104 St. Peters MO 63376 - Start 08/11/2016 - 160 Hr/Mo; 160 Hours During Securities Trading; 100% Time Spent (2) 11/08/2016: JW Financial Group LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Home Location - Start 08/26/2016 - 1 Hr/Mo; 0 Hour(s) During Securities Trading (3) 6/17/2021 - Cornerstone Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/26/2020 - 25 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Cornerstone Wealth Management LLC, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-10
  • S66 Uniform Combined State Law Examination
    2007-08-10
Designations
Other Names
  • John Wehmer

View on SEC IAPD

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