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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-08 |
| IL | RA | APPROVED | 2010-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 04/2010 | Present |
| Bank Of America, Na | Northbrook | IL | 07/2010 | Present |
I*: 2506276 Entity Type: Fiduciary roleName of OBA: R. R.Address: Highland Prk, IL 60035 Investment Related: NoPosition, Title, Association: Power of Attorney Employee Start Date: 6/5/2025Number of Hours: 0Number of Hours during trading: 0Duties: Power of Attorney for parents I*: 2508260Entity Type: Fiduciary roleName of OBA: M. R.Address: Cape Coral, FL 33904Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 6/5/2025Number of Hours: 0Number of Hours during trading: 0 Duties: Power of Attorney for parents I*2772272, Entity Type: , Name of OBA: MLPF& S CUST FPO R R IRA FBO R R, Address: Highland Park, Illinois, 60035, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/21/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2772273, Entity Type: , Name of OBA: R R TOD BENEFICIARIES ON FILE , Address: Highland Park, Illinois, 60035, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/21/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2772274, Entity Type: , Name of OBA: MLPF& S CUST FPO R R IRA FBO R R, Address: Highland Park, Illinois, 60035, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/21/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-26 |
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