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Michael Elliot Sigmond

Raymond James & Associates, Inc.

Omaha, NE

CRD 5353772

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-06
NE RA APPROVED 2021-09-22
  • TX RA
    APPROVED_RES
    Since 2022-04-06
  • NE RA
    APPROVED
    Since 2021-09-22

Branch Locations

13120 Pierce Street Suite 200, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 06/2007 09/2021
Raymond James & Associates, Inc. Omaha NE 09/2021 Present
Uber Elkhorn NE 11/2022 06/2023
Previous Registrations
  • 2007-08-30 → 2021-09-17
    Omaha, NE
    St Louis, MO
    St Louis, MO
    St. Louis, MO
    Omaha, NE
Other Businesses

(1)Name of Business: Dear Jack Foundation Address: 5504 N 207th St, Elkhorn, NE, 68022, United States Activity Type: Non profit Position/Title: Board Member, Officer - Secretary, Committee Member Investment Related: Yes Start Date: 04/19/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide thought leadership during quarterly board meetings, give or fundraise $10000 annually, attend quarterly board meetings each year, and participate in sub-committees as assigned (finance and fundraising/development)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-10
  • S66 Uniform Combined State Law Examination
    2007-08-10
Other Names
  • Michael Sigmond

View on SEC IAPD

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