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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-06 |
| NE | RA | APPROVED | 2021-09-22 |
Branch Locations
13120 Pierce Street Suite 200, Omaha, NE 68144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 06/2007 | 09/2021 |
| Raymond James & Associates, Inc. | Omaha | NE | 09/2021 | Present |
| Uber | Elkhorn | NE | 11/2022 | 06/2023 |
(1)Name of Business: Dear Jack Foundation Address: 5504 N 207th St, Elkhorn, NE, 68022, United States Activity Type: Non profit Position/Title: Board Member, Officer - Secretary, Committee Member Investment Related: Yes Start Date: 04/19/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide thought leadership during quarterly board meetings, give or fundraise $10000 annually, attend quarterly board meetings each year, and participate in sub-committees as assigned (finance and fundraising/development)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-10 |
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