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John Alan Welch

93 Financial Group, LLC

Woburn, MA

CRD 4142068

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Employer firm

93 Financial Group, LLC CRD 144235

$900M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
93 Financial Group, Llc

600 Unicorn Park Drive, Woburn, MA 01801 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2008-02-15
  • MA RA
    APPROVED
    Since 2008-02-15

Branch Locations

600 Unicorn Park Drive, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
93 Financial Group, Llc Woburn MA 03/2007 Present
93 Financial Group, Llc Woburn MA 02/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-05
S63 Uniform Securities Agent State Law Examination 2000-06-29
  • S65 Uniform Investment Adviser Law Examination
    2002-09-05
  • S63 Uniform Securities Agent State Law Examination
    2000-06-29
Other Names
  • John A Welch

View on SEC IAPD

Nearby Firms

SINGLE TRACK FINANCIAL, INC.
LPL FINANCIAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nearby Investors

WAYNE R PASTEL
MARY ELIZABETH FAHEY
STEPHEN JOSEPH COLLINS

Nearby Offices

SINGLE TRACK FINANCIAL, INC. · WOBURN, MA
LPL FINANCIAL LLC · WOBURN, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WOBURN, MA

More in Woburn, MA

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