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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-07-15
TX RA APPROVED_RES 2024-07-15
  • OK RA
    APPROVED
    Since 2024-07-15
  • TX RA
    APPROVED_RES
    Since 2024-07-15

Branch Locations

211 N Robinson Ste 1490, Oklahoma City, OK 73020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southern Nazarene University Bethany OK 06/2012 03/2018
Putnam City Schools Bethany OK 08/2018 05/2019
Unemployed Bethany OK 04/2018 07/2018
Vault Wealth Strategies Oklahoma City OK 06/2019 05/2022
Yukon Public School Yukon OK 08/2019 05/2021
Integrity Oklahoma Llc Bethany OK 07/2018 10/2021
Integrity Oklahoma Edmond OK 06/2021 10/2021
Ameriprise Oklahoma City OK 05/2022 06/2023
Allstate Insurance Co Oklahoma City OK 07/2023 06/2024
Integrity Oklahoma-Broker Yukon OK 07/2017 07/2024
Door Dash - Derek Dorris Yukon OK 05/2024 Present
Cetera Wealth Services, Llc El Segundo CA 07/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2024 Present
  • 06/2012 → 03/2018
    Southern Nazarene University
    Bethany, OK
  • 08/2018 → 05/2019
    Putnam City Schools
    Bethany, OK
  • 04/2018 → 07/2018
    Unemployed
    Bethany, OK
  • 06/2019 → 05/2022
    Vault Wealth Strategies
    Oklahoma City, OK
  • 08/2019 → 05/2021
    Yukon Public School
    Yukon, OK
  • 07/2018 → 10/2021
    Integrity Oklahoma Llc
    Bethany, OK
  • 06/2021 → 10/2021
    Integrity Oklahoma
    Edmond, OK
  • 05/2022 → 06/2023
    Ameriprise
    Oklahoma City, OK
  • 07/2023 → 06/2024
    Allstate Insurance Co
    Oklahoma City, OK
  • 07/2017 → 07/2024
    Integrity Oklahoma-Broker
    Yukon, OK
  • 05/2024 → Present
    Door Dash - Derek Dorris
    Yukon, OK
  • 07/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: SUMMIT FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE, INVESMENTS AND BENEFITS START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: WORKING WITH INDIVIDUALS WEALTH CLIENTS; 2. NAME OF OTHER BUSINESS: DOOR DASH - DEREK DORRIS INVESTMENT RELATED: NO ADDRESS: YUKON, OK 73099 NATURE OF BUSINESS: FOOD DELIVERY SERVICE START DATE: 05/2024 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: FOOD DELIVERY SERVICE; 3. NAME OF OTHER BUSINESS: OKC FIRST CHURCH OF NAZ - FOUNDATION BOARD INVESTEMENT RELATED: NO ADDRESS: 4400 NW EXPRESSWAY, OKLAHOMA CITY, OK 73116 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 01/2022 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: .05 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: WE EVALUATE AND OFFER FUNDS FROM INVESTMENT TO HELP ASSIST WITH MAINTENANCE ISSUES WITH THE CHURCH. WE WORK WITH ANOTHER FINANCIAL ADVISOR FROM MERRILL THAT SERVES AS THE FIDUCIARY OF THE ACCOUNT;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-10-03
S65 Uniform Investment Adviser Law Examination 2019-06-03
S66 Uniform Combined State Law Examination 2007-07-30
  • S63 Uniform Securities Agent State Law Examination
    2022-10-03
  • S65 Uniform Investment Adviser Law Examination
    2019-06-03
  • S66 Uniform Combined State Law Examination
    2007-07-30

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