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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-07-15 |
| TX | RA | APPROVED_RES | 2024-07-15 |
Branch Locations
211 N Robinson Ste 1490, Oklahoma City, OK 73020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southern Nazarene University | Bethany | OK | 06/2012 | 03/2018 |
| Putnam City Schools | Bethany | OK | 08/2018 | 05/2019 |
| Unemployed | Bethany | OK | 04/2018 | 07/2018 |
| Vault Wealth Strategies | Oklahoma City | OK | 06/2019 | 05/2022 |
| Yukon Public School | Yukon | OK | 08/2019 | 05/2021 |
| Integrity Oklahoma Llc | Bethany | OK | 07/2018 | 10/2021 |
| Integrity Oklahoma | Edmond | OK | 06/2021 | 10/2021 |
| Ameriprise | Oklahoma City | OK | 05/2022 | 06/2023 |
| Allstate Insurance Co | Oklahoma City | OK | 07/2023 | 06/2024 |
| Integrity Oklahoma-Broker | Yukon | OK | 07/2017 | 07/2024 |
| Door Dash - Derek Dorris | Yukon | OK | 05/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2024 | Present |
1. NAME OF OTHER BUSINESS: SUMMIT FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE, INVESMENTS AND BENEFITS START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: WORKING WITH INDIVIDUALS WEALTH CLIENTS; 2. NAME OF OTHER BUSINESS: DOOR DASH - DEREK DORRIS INVESTMENT RELATED: NO ADDRESS: YUKON, OK 73099 NATURE OF BUSINESS: FOOD DELIVERY SERVICE START DATE: 05/2024 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: FOOD DELIVERY SERVICE; 3. NAME OF OTHER BUSINESS: OKC FIRST CHURCH OF NAZ - FOUNDATION BOARD INVESTEMENT RELATED: NO ADDRESS: 4400 NW EXPRESSWAY, OKLAHOMA CITY, OK 73116 NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 01/2022 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: .05 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: WE EVALUATE AND OFFER FUNDS FROM INVESTMENT TO HELP ASSIST WITH MAINTENANCE ISSUES WITH THE CHURCH. WE WORK WITH ANOTHER FINANCIAL ADVISOR FROM MERRILL THAT SERVES AS THE FIDUCIARY OF THE ACCOUNT;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-10-03 |
| S65 | Uniform Investment Adviser Law Examination | 2019-06-03 |
| S66 | Uniform Combined State Law Examination | 2007-07-30 |
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