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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-01-23 |
Branch Locations
60 Livingston Ave, Saint Paul, MN 55107 • United States
51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Bank Usa | Weehawken | NJ | 09/2016 | 08/2018 |
| Ubs Financial Services | Weehawken | NJ | 09/2016 | 08/2018 |
| U.S. Bank | Short Hills | NJ | 05/2020 | Present |
| U.S. Bancorp Investments, Inc. | Short Hills | NJ | 05/2020 | 02/2026 |
| Glg Partners | New York | NY | 02/2019 | 04/2020 |
| Bank Of America / Merrill Lynch | Cranford | NJ | 01/2015 | 09/2016 |
| Unemployed - Taking Care Of Parents | Watchung | NJ | 09/2018 | 02/2019 |
| U.S. Bancorp Advisors, Llc | Short Hills | NJ | 01/2024 | Present |
Bottomless Closet; Not Investment-related; New York, NY; Non Profit Organization; Seat on Board of Directors; 05/2022; 10 hours/month; 0 hours/trading; Communications Volunteer
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-11-11 |
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