Luke E Krmpotich

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 12/2018
  Morgan Stanley
  Annapolis, MD
• 01/2015 → 12/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2019 → 03/2026
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2019 → 03/2026
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2026 → Present
  Lpl Financial Llc
  Annapolis, MD

Previous Registrations

• 2019-01-10 → 2026-03-13
  Cambridge Investment Research Advisors, Inc.
  Annapolis, MD
  Annapolis, MD
  Millersville, MD
• 2013-08-20 → 2019-01-08
  Morgan Stanley
  Annapolis, MD

Other Businesses

1. 03/2026 - Independent Insurance Agent - Non-Variable Insurance - Inv Related - 5 Hour(s)/Month - 5 Hour(s) During Trading - Annapolis, MD, 21401- OBA Start Date: 10/17/2014 2. 03/2026 - Legacy WealthCare LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/9/2026

Exams

• S66 Uniform Combined State Law Examination
  2013-08-20