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Christopher Matthew Boxleiter

Steele Capital Management, Inc.

Dubuque, IA

CRD 5352437

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Employer firm

Steele Capital Management, Inc. CRD 107097

$3.55B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Steele Capital Management, Inc.

1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2007-07-12
  • IA RA
    APPROVED
    Since 2007-07-12

Branch Locations

1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steele Capital Management, Inc. Dubuque IA 03/2012 Present
Steele Capital Management, Inc. Dubuque IA 10/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-07-10
S65 Uniform Investment Adviser Law Examination 2007-05-29
  • S63 Uniform Securities Agent State Law Examination
    2008-07-10
  • S65 Uniform Investment Adviser Law Examination
    2007-05-29
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

NATIONS FINANCIAL GROUP, INC.
AVANTAX PLANNING PARTNERS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT

Nearby Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA

More in Dubuque, IA

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