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Luis M Fernandez

Wells Fargo Clearing Services, LLC

Coral Gables, FL

Miami, FL

Miami, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-28
  • FL RA
    APPROVED
    Since 2023-03-28

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

8550 Sw 24Th St, Miami, FL 33155 • United States

5620 Sw 137Th Ave, Miami, FL 33183 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amerant Investments Inc Coral Gables FL 10/2006 04/2021
Vectorglobal Wmg Miami FL 05/2021 03/2023
Wells Fargo Clearing Services, Llc Miami FL 03/2023 Present
  • 10/2006 → 04/2021
    Amerant Investments Inc
    Coral Gables, FL
  • 05/2021 → 03/2023
    Vectorglobal Wmg
    Miami, FL
  • 03/2023 → Present
    Wells Fargo Clearing Services, Llc
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-31
  • S66 Uniform Combined State Law Examination
    2022-01-31
Other Names
  • Luis M Fernandez
  • Luis Manuel Fernandez

View on SEC IAPD

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021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.

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MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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