Tricia Keller Marchand

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 01/2018
  Raymond James Financial Services
  Prairieville, LA
• 08/2011 → 01/2018
  Raymond James Financial Services Advisors Inc.
  Prairieville, LA
• 01/2018 → 09/2025
  Avantax Investment Services, Inc.
  Baton Rouge, LA
• 01/2018 → 09/2025
  Avantax Advisory Services
  Baton Rouge, LA
• 07/2019 → 09/2025
  Avantax Insurance Agency, Llc.
  Baton Rouge, LA
• 07/2019 → 10/2025
  Alliance Wealth Management, Llc
  Prairieville, LA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Prairieville, LA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2025 → Present
  Kcs Wealth Advisors, Llc Dba Kore Financial Group
  Baton Rouge, LA

Previous Registrations

• 2018-01-18 → 2025-09-05
  Avantax Advisory Services
  Prairieville, LA
• 2011-08-15 → 2018-01-22
  Raymond James Financial Services Advisors, Inc
  Baton Rouge, LA
  Prairiville, LA

Other Businesses

1) NAME OF OTHER BUSINESS: KCS WEALTH ADVISORS, LLC DBA KORE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: 11929 BRICKSOME AVE, BATON ROUGE, LA 70816, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2011-05-12

Other Names

• Tricia Louise Ashford
• Tricia Louise Keller
• Tricia Louise Ashford