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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-20
MD RA APPROVED 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-20
  • MD RA
    APPROVED
    Since 2024-06-14

Branch Locations

North Potomac, MD • United States

4704 Highland Ave, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reese Yeatman Bethesda MD 01/2006 07/2018
Centaurus Financial Inc. Anaheim CA 11/2012 08/2018
Securities America, Inc. Bethesda MD 08/2018 06/2024
Securities America Advisors Bethesda MD 08/2018 06/2024
Osaic Wealth, Inc. Bethesda MD 06/2024 Present
  • 01/2006 → 07/2018
    Reese Yeatman
    Bethesda, MD
  • 11/2012 → 08/2018
    Anaheim, CA
  • 08/2018 → 06/2024
    Securities America, Inc.
    Bethesda, MD
  • 08/2018 → 06/2024
    Securities America Advisors
    Bethesda, MD
  • 06/2024 → Present
    Bethesda, MD
Previous Registrations
  • 2018-08-02 → 2024-06-14
    Securities America Advisors, Inc.
    Bethesda, MD
  • 2013-10-11 → 2018-08-03
    Bethesda, MD
    Leesburg, VA
    Leesburg, VA
Other Businesses

1. DBA: Reese Yeatman Financial, LLC 2. LTAM POSITION: Solicitor NATURE: Solicitor Agreement for Symbil with LTAM INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/09/2018 ADDRESS: 277 Park Avenue, New York NY 10172 DESCRIPTION: Solicitor Agreement for Symbil with LTAM 3. ADVISORY POSITION: Advisor NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 6 START DATE: 08/02/2018 ADDRESS: 4704 Highland Ave., Bethesda MD 20814 DESCRIPTION: Provide Advisory Services. 4. REESE YEATMAN FINANCIAL (INSURANCE SALES) POSITION: Partner NATURE: Reese Yeatman Financial Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 4704 Highland Ave., Bethesda MD 20814 DESCRIPTION: Insurance Sales that does not go through Osaic grid or through Highland Brokerage. 5. REESE YEATMAN FINANCIAL, LLC POSITION: Partner NATURE: LLC, which is the firm's DBA name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2018 ADDRESS: 4704 Highland Ave., Bethesda MD 20878, United States DESCRIPTION: Owner/Partner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-09
S63 Uniform Securities Agent State Law Examination 2007-06-28
  • S65 Uniform Investment Adviser Law Examination
    2013-10-09
  • S63 Uniform Securities Agent State Law Examination
    2007-06-28

View on SEC IAPD

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