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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-30
MD RA APPROVED 2021-06-09
VA RA APPROVED 2021-06-09
  • TX RA
    APPROVED_RES
    Since 2021-06-30
  • MD RA
    APPROVED
    Since 2021-06-09
  • VA RA
    APPROVED
    Since 2021-06-09

Branch Locations

12110 Darnestown Rd., Gaithersburg, MD 20878 • United States

5 Bank St Quince Orchard Rd., Gaithersburg, MD 20878 • United States

341 East Market St., Leesburg, VA 20176 • United States

19616 Fisher Ave Suite M, Poolesville, MD 20837 • United States

51 West Edmonston Dr., Rockville, MD 20852 • United States

12914 Middlebrook Rd., Germantown, MD 20874 • United States

15190 Frederick Rd, Rockville, MD 20850 • United States

215 North Frederick Ave., Gaithersburg, MD 20877 • United States

21006 Frederick Rd., Germantown, MD 20876 • United States

9600 Medical Center Dr., Rockville, MD 20850 • United States

12161 Rockville Pike, Rockville, MD 20852 • United States

5585 Spectrum Dr., Frederick, MD 21703 • United States

Sterling, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Mclean VA 05/2015 Present
Lpl Financial Llc Germantown MD 06/2021 Present
Lpl Financial Llc Germantown MD 06/2021 Present
Previous Registrations
  • 2015-05-07 → 2021-06-09
    M&T Securities, Inc.
    Alexandria, VA
    Alexandria, VA
    Rockville, MD
    Rockville, MD
    Rockville, MD
    Gaithersburg, MD
    Rockville, MD
    Germantown, MD
    Gaithersburg, MD
    Rockville, MD
    Rockville, MD
    Rockville, MD
    Poolesville, MD
    Germantown, MD
    Mclean, VA
    Leesburg, VA
    Gaithersburg, MD
    Baltimore, MD
  • 2002-05-29 → 2015-05-01
    Truist Investment Services, Inc.
    Olney, MD
    Vienna, VA
    Wheaton, MD
    Silver Spring, MD
    Silver Spring, MD
    Silver Spring, MD
    Takoma Park, MD
    Silver Spring, MD
    Manassas, VA
    Fairfax, VA
    Manassas, VA
    Fairfax, VA
    Kensington, MD
    Kensington, MD
    Silver Spring, MD
    Kensington, MD
    Silver Spring, MD
    Greenbelt, MD
    Kensington, MD
    Silver Spring, MD
    Wheaton, MD
    Silver Spring, MD
    Silver Spring, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-29
S63 Uniform Securities Agent State Law Examination 1998-04-06
  • S66 Uniform Combined State Law Examination
    2001-10-29
  • S63 Uniform Securities Agent State Law Examination
    1998-04-06
Other Names
  • Mike Pasco

View on SEC IAPD

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