Best Investors
Account
Sign in
Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-03-25 |
| TX | RA | APPROVED_RES | 2017-03-25 |
Branch Locations
6 Corporate Drive, Shelton, CT 06484 • United States
Fairfield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Shelton | CT | 05/2009 | 03/2017 |
| Massmutual Life Insurance Co | Shelton | CT | 07/2016 | Present |
| Mml Investors Services, Llc | Shelton | CT | 03/2017 | Present |
1) NAME: JOSEPH BOGARDUS INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITON: INDEPENDENT INSURANCE AGENT START DATE: 9/2009 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DESCRIBE DUTIES: PROPERTY & CASUALTY, DISABILITY, LONG-TERM CARE, HEALTH, & FIXED ANNUITIES. 2) NAME: HARBOR OAK PROFESSIONAL SERVICES LLC INV REL: Y ADD: FAIRFIELD CT NATURE: ESTABLISHED FOR PURPOSE OF SHARED OPERATIONAL INFRASTRUCTURE AND EXPENSE MANAGEMENT POSITION: PRESIDENT START DATE: 01/01/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DESCRIBE DUTIES: LEADS COMPANY OPERATIONS AND MAKES MAJOR FINAL DECISIONS FOR DAY-TO-DAY OPERATIONS. 3) NAME: FAIRFIELD AUTOMOTIVE RE PARTNERS LLC INV REL: Y ADD: FAIRFIELD CT NATURE: RENTAL INCOME/SELF DIRECTED IRA WHICH HOLDS REAL ESTATE POSITION: OWNER START DATE: 8/1/2024 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: COLLECTING RENT ON COMMERCIAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-08 |
Reach out to this advisor