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April L Federici

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-27
FL RA APPROVED 2024-08-19
  • TX RA
    APPROVED_RES
    Since 2024-08-27
  • FL RA
    APPROVED
    Since 2024-08-19

Branch Locations

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 05/2024 Present
Sissine's Tampa FL 10/2023 05/2024
Bank Of America Wesley Chapel FL 12/2018 10/2023
Monster Transmission Brooksville FL 11/2016 11/2018
Suntrust Bank Lutz FL 08/2012 09/2016
Bank Of America, N.A. Tampa FL 07/2024 Present
  • 05/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tampa, FL
  • 10/2023 → 05/2024
    Sissine's
    Tampa, FL
  • 12/2018 → 10/2023
    Bank Of America
    Wesley Chapel, FL
  • 11/2016 → 11/2018
    Monster Transmission
    Brooksville, FL
  • 08/2012 → 09/2016
    Suntrust Bank
    Lutz, FL
  • 07/2024 → Present
    Bank Of America, N.A.
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-15
S63 Uniform Securities Agent State Law Examination 2007-07-30
  • S66 Uniform Combined State Law Examination
    2024-08-15
  • S63 Uniform Securities Agent State Law Examination
    2007-07-30
Other Names
  • April Thornhill
  • Thornhill
  • April Slatton
  • April Lynn Slatton

View on SEC IAPD

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