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Alma Baker

Wells Fargo Clearing Services, LLC

Seattle, WA

Clive, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-02-02
  • FL RA
    APPROVED
    Since 2011-02-02

Branch Locations

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

13631 University Ave, Clive, IA 50325 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Waterloo IA 05/2006 Present
Wells Fargo Advisors Llc Waterloo IA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Waterloo IA 11/2016 Present
  • 05/2006 → Present
    Wells Fargo Bank
    Waterloo, IA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Waterloo, IA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Waterloo, IA
Previous Registrations
  • 2007-11-15 → 2011-01-03
    Wells Fargo Investments, Llc
    Waterloo, IA
Other Businesses

15054 SE FAIRWOOD BLVD LLC, NOT INV RELATED, RENTON, WA, 50% OWNERSHIP, START DATE: 11/11/23, 0 HRS PER MONTH, 0 HRS DURING TRADING, RENTAL PROPERTY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-14
  • S66 Uniform Combined State Law Examination
    2007-11-14
Other Names
  • Alma Hajrulahovic

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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