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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-08-18 |
| TX | RA | APPROVED | 2016-08-18 |
Branch Locations
888 San Clemente Drive, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Newport Beach | CA | 08/2016 | Present |
1. Casey Williams, checking account, monthly bills and expenses, Proprietor / owner, none, this is a personal loan from parents to son, start date-6/4/2021Santa Margarita CAUnited States-92688.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-08 |
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