Nick Panos Stavropoulos

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 06/2019
  U.S. Bancorp Investments, Inc.
  Rolling Meadows, IL
• 06/2019 → 01/2025
  Wintrust Investments Llc
  Hoffman Estates, IL
• 01/2025 → Present
  Lpl Financial Llc
  Hoffman Estates, IL

Previous Registrations

• 2019-06-20 → 2025-01-23
  Wintrust Investments Llc
  Hoffman Estates, IL
  Chicago, IL
  Hoffman Estates, IL
• 2014-06-20 → 2019-06-28
  U.S. Bancorp Investments, Inc.
  Bensenville, IL
  Schaumburg, IL
  Buffalo Grove, IL
  Rolling Meadows, IL
  Bensenville, IL
  Franklin Park, IL
  Wheeling, IL
  Palatine, IL
  Blue Island, IL
  Burbank, IL
  Bridgeview, IL
  Chicago, IL
  Chicago, IL
• 2012-07-11 → 2014-06-23
  Citizens Securities, Inc.
  Palatine, IL
  Rolling Meadows, IL
  Schaumberg, IL
  Hoffman Estates, IL
  Buffalo Grove, IL
  Elmwood Park, IL
  Wood Dale, IL
  Bensenville, IL
• 2012-02-14 → 2012-07-10
  Pnc Wealth Management Llc
  Grayslake, IL
  Long Grove, IL
  Gurnee, IL
  Wauconda, IL
• 2009-04-23 → 2012-02-07
  Chase Investment Services Corp.
  Schaumburg, IL
  Schaumburg, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Skokie, IL
  Chicago, IL
  Niles, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Niles, IL
  Skokie, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Skokie, IL
  Lincolnwood, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Northbrook, IL
  Northbrook, IL
  Schaumburg, IL
  Schaumburg, IL
• 2008-01-01 → 2009-04-27
  Wells Fargo Clearing Services, Llc
  Hanover Park, IL
• 2007-09-12 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Louis, MO
  Hanover Park, IL

Other Businesses

1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/14/2019- 160 Hours Per Month- 160 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-09-11

Other Names

• Nick Panos Stavropoulos
• Nicholas Panos Stavropoulos
• Niko Panos Stavropoulos