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Nick Panos Stavropoulos

LPl Financial LLC

Hoffman Estates, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-23
  • IL RA
    APPROVED
    Since 2025-01-23

Branch Locations

2200 W. Higgins Road, Hoffman Estates, IL 60169 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Rolling Meadows IL 06/2014 06/2019
Wintrust Investments Llc Hoffman Estates IL 06/2019 01/2025
Lpl Financial Llc Hoffman Estates IL 01/2025 Present
Previous Registrations
  • 2019-06-20 → 2025-01-23
    Wintrust Investments Llc
    Hoffman Estates, IL
    Chicago, IL
    Hoffman Estates, IL
  • 2014-06-20 → 2019-06-28
    Bensenville, IL
    Schaumburg, IL
    Buffalo Grove, IL
    Rolling Meadows, IL
    Bensenville, IL
    Franklin Park, IL
    Wheeling, IL
    Palatine, IL
    Blue Island, IL
    Burbank, IL
    Bridgeview, IL
    Chicago, IL
    Chicago, IL
  • 2012-07-11 → 2014-06-23
    Palatine, IL
    Rolling Meadows, IL
    Schaumberg, IL
    Hoffman Estates, IL
    Buffalo Grove, IL
    Elmwood Park, IL
    Wood Dale, IL
    Bensenville, IL
  • 2012-02-14 → 2012-07-10
    Grayslake, IL
    Long Grove, IL
    Gurnee, IL
    Wauconda, IL
  • 2009-04-23 → 2012-02-07
    Chase Investment Services Corp.
    Schaumburg, IL
    Schaumburg, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Skokie, IL
    Chicago, IL
    Niles, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Niles, IL
    Skokie, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Skokie, IL
    Lincolnwood, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Northbrook, IL
    Northbrook, IL
    Schaumburg, IL
    Schaumburg, IL
  • 2008-01-01 → 2009-04-27
    Hanover Park, IL
  • 2007-09-12 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    Hanover Park, IL
Other Businesses

1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/14/2019- 160 Hours Per Month- 160 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-11
  • S66 Uniform Combined State Law Examination
    2007-09-11
Other Names
  • Nick Panos Stavropoulos
  • Nicholas Panos Stavropoulos
  • Niko Panos Stavropoulos

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