Robert John Leiphart

Employer firm

Rb Capital Management, LLC CRD 125678

$931M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Rb Capital Management, Llc

5365 Reno Corporate Dr. Suite 200, Reno, NV 89511 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2016-01-08

CT RA
APPROVED

Since 2016-01-08

Branch Locations

4 Corporate Drive Suite 482, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rb Capital Management, Llc	Shelton	CT	06/2005	Present

06/2005 → Present

Rb Capital Management, Llc

Shelton, CT

Previous Registrations

2005-06-13 → 2015-12-31

Rb Capital Management, Llc

Trumbull, CT

Westport, CT
2004-03-24 → 2004-10-06

Gunnallen Financial, Inc

Westport, CT
2003-03-10 → 2004-02-26

American Skandia Advisory Services, Inc.

Shelton, CT

Other Businesses

Mr. Leiphart is also an insurance agent with several insurance companies (not investment related.) He operates out of the office of employment address listed on this form and expects to spend less than 1 hour per month on this activity.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-10-23
S65	Uniform Investment Adviser Law Examination	2001-01-19

S63 Uniform Securities Agent State Law Examination

2001-10-23
S65 Uniform Investment Adviser Law Examination

2001-01-19

Designations

Certified Financial Planner

Other Names

Leiphart, Iii Robert John
Robert John Leiphart, Iii
Robert John Leiphart

View on SEC IAPD