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Robert John Leiphart

Rb Capital Management, LLC

Shelton, CT

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Current Employers
Rb Capital Management, Llc

5365 Reno Corporate Dr. Suite 200, Reno, NV 89511 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-01-08
  • CT RA
    APPROVED
    Since 2016-01-08

Branch Locations

4 Corporate Drive Suite 482, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rb Capital Management, Llc Shelton CT 06/2005 Present
Previous Registrations
  • 2005-06-13 → 2015-12-31
    Trumbull, CT
    Westport, CT
  • 2004-03-24 → 2004-10-06
    Gunnallen Financial, Inc
    Westport, CT
  • 2003-03-10 → 2004-02-26
    American Skandia Advisory Services, Inc.
    Shelton, CT
Other Businesses

Mr. Leiphart is also an insurance agent with several insurance companies (not investment related.) He operates out of the office of employment address listed on this form and expects to spend less than 1 hour per month on this activity.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-10-23
S65 Uniform Investment Adviser Law Examination 2001-01-19
  • S63 Uniform Securities Agent State Law Examination
    2001-10-23
  • S65 Uniform Investment Adviser Law Examination
    2001-01-19
Designations
Other Names
  • Leiphart, Iii Robert John
  • Robert John Leiphart, Iii
  • Robert John Leiphart

View on SEC IAPD

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