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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-09-23 |
Branch Locations
16330 Bothell Everett Hwy Ste 101, Mill Creek, WA 98012 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
1701 N 45Th St, Seattle, WA 98103 • United States
3042 Ne 45Th St, Seattle, WA 98105 • United States
3100 Rainier Ave S, Seattle, WA 98144 • United States
1180 Hildebrand Ln Ne, Bainbridge Island, WA 98110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Phoenix | AZ | 10/2012 | 10/2017 |
| U.S. Bancorp Investments, Inc. | Seattle | WA | 10/2017 | 09/2019 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 09/2019 | Present |
RENTAL PROPERTY; INV. RELATED; SEATTLE,WA; 100% OWNERSHIP; START DATE 04/01/2022; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; OWNER. | RENTAL PROPERTY; INV RELATED; SEATTLE, WA; 100% OWNERSHIP; 04/2025; 4 HOURS PER MONTH; 0 DURING TRADING; TOWNHOME RENTAL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-14 |
| S66 | Uniform Combined State Law Examination | 2007-08-03 |
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