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901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-09-27 |
Branch Locations
901 Marquette Ave Suite 2500, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Waukesha | WI | 07/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Waukesha | WI | 11/2016 | 01/2019 |
| Wells Fargo Funds Distributor | Menomonee Falls | WI | 01/2019 | 09/2021 |
| Thrivent Distributors Llc | Appleton | WI | 09/2021 | Present |
| Thrivent Financial | Appleton | WI | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-02 |
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