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Steven Edward Steinbruegge

Cetera Investment Advisers LLC

Phoenix, AZ

Scottsdale, AZ

CRD 4141384

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • AZ RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

3131 E Camelback Road Suite 100, Phoenix, AZ 85016 • United States

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Renaissance Financial Clayton MO 02/2000 01/2018
Minnesota Life Insurance Co St. Paul MN 02/2000 08/2023
Securian Financial Services St Paul MN 02/2000 08/2023
R.F. Brokerage St. Louis MO 08/2000 Present
Coop Ins Agency, Inc San Diego CA 05/2004 Present
Renaissance Financial Phoenix AZ 01/2018 Present
Cetera Wealth Services, Llc Phoenix AZ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 02/2000 → 01/2018
    Renaissance Financial
    Clayton, MO
  • 02/2000 → 08/2023
    Minnesota Life Insurance Co
    St. Paul, MN
  • 02/2000 → 08/2023
    Securian Financial Services
    St Paul, MN
  • 08/2000 → Present
    R.F. Brokerage
    St. Louis, MO
  • 05/2004 → Present
    Coop Ins Agency, Inc
    San Diego, CA
  • 01/2018 → Present
    Renaissance Financial
    Phoenix, AZ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Phoenix, AZ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2001-10-01 → 2023-08-10
    Securian Financial Services, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
    Phoenix, AZ
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: February 2000 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: February 2000 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3. NAME OF OTHER BUSINESS: JAMBES LLC; INVESTMENT RELATED: NO; ADDRESS: 4321 N 68TH PL, SCOTTSDALE, AZ 85251; NATURE OF BUSINESS: LLC; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: INVESTOR ONLY; 4. NAME OF OTHER BUSINESS: TICKETS FAB FIVE LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START DATE: 5/2025; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ORGANIZE INVESTMENTS AND MANAGE LLC; 5. NAME OF OTHER BUSINESS: TRES AMIGOS ESG, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NO DUTIES, LEASING AND RENTING REAL ESTATE; 6. NAME OF OTHER BUSINESS: TRUSTEE FOR FRIEND; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUSTEE FOR FRIEND; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR FRIEND;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-07
S63 Uniform Securities Agent State Law Examination 2000-05-17
  • S65 Uniform Investment Adviser Law Examination
    2001-08-07
  • S63 Uniform Securities Agent State Law Examination
    2000-05-17
Other Names
  • Steven Edward Steinbrugge

View on SEC IAPD

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