Tricia Wilke

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → Present
  Bank Of America, N.A.
  Suprise, AZ
• 07/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Suprise, AZ

Other Businesses

I*4510271 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO M. A. H. IRA FBO M. A. H. Address: Surprise, Arizona, 85379 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/29/2026 Number of Hours: 30, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4511286 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO G. W.E H. IRA FBO G. W. H. Address: Surprise, Arizona, 85379 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/29/2026 Number of Hours: 30, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4511287 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO G. W. H. IRA FBO G. W. H. Address: Surprise, Arizona, 85379 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/29/2026 Number of Hours: 30, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4511288 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO G. W. H. IRA FBO G. W. H. Address: Surprise, Arizona, 85379 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/29/2026 Number of Hours: 30, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/ Parents I*4536277 Entity Type: Fiduciary role Name of OBA: G. W. H. AND M. A. H. JTWROS TOD BENEFICIARIES ON FILE Address: Surprise, Arizona, 85379 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/08/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4536279 Entity Type: Fiduciary role Name of OBA: G. W. H. AND M. A. H. JTWROS TOD BENEFICIARIES ON FILE Address: Surprise, Arizona, 85379 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/08/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4536278 Entity Type: Fiduciary role Name of OBA: G. W. H. AND M. A. H. JTWROS TOD BENEFICIARIES ON FILE Address: Surprise, Arizona, 85379 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/08/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Parents

Exams

• S66 Uniform Combined State Law Examination
  2015-02-27
• S63 Uniform Securities Agent State Law Examination
  2001-08-15

Other Names

• Tricia Marie Anderson
• Tricia Marie Wilke