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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-04-07 |
| TX | RA | APPROVED | 2017-11-17 |
| MO | RA | APPROVED | 2017-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kansas City | MO | 02/2014 | Present |
I*2728271, Entity Type: , Name of OBA: MLPF& S CUST FPO R J G IRA FBO R J G, Address: Kansas City, Missouri, 64113, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/07/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2731261, Entity Type: , Name of OBA: R J G TOD BENEFICIARIES ON FILE , Address: Kansas City, Missouri, 64113, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/07/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-20 |
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