Joao Silva Gomes

Current Employers

Employment History

• 01/2007 → Present
  Liberty Tax Service
  Shelton, CT
• 04/2008 → Present
  Various Insurance Carriers For W & R Insurance Agencies
  Shelton, CT
• 09/2010 → 11/2017
  National Planning Corporation
  Shelton, CT
• 11/2017 → 12/2020
  Lpl Financial Llc
  Shelton, CT
• 12/2020 → 06/2024
  Securities America, Inc.
  Shelton, CT
• 12/2020 → 06/2024
  Securities America Advisors
  Shelton, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Shelton, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Shelton, CT

Previous Registrations

• 2020-12-21 → 2024-06-14
  Securities America Advisors, Inc.
  Shelton, CT
• 2017-11-29 → 2020-12-22
  Lpl Financial Llc
  Glastonbury, CT
  Shelton, CT
• 2010-09-24 → 2017-11-29
  National Planning Corporation
  Glastonbury, CT
  Shelton, CT
  Los Angeles, CA
• 2008-04-29 → 2010-07-23
  Waddell & Reed
  Hamden, CT

Other Businesses

**JSG TAX POSITION: REVIEW AND PREPARE TAX RETURNS NATURE: Accounting and Tax preparation. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 10 START DATE: 05/05/2011 ADDRESS: 1000 BRIDGEPORT AVE, SUITE 305, SHELTON CT 06484 DESCRIPTION: I HAVE AN ACCOUNTING AND TAX PREPARATION PRACTISE. **INSURANCE POSITION: INSURANCE PLANNER/SALES NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 05/05/2008 ADDRESS: 1000 BRIDGEPORT AVE, SUITE 305, SHELTON CT 06484 DESCRIPTION: INSURANCE AND PROTECTION PLANNING. **ADVISORY POSITION: ADVISOR NATURE: Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 05/05/2011 ADDRESS: 1000 BRIDGEPORT AVE, SUITE 305, SHELTON CT 06484 DESCRIPTION: INVESTMENT MANAGEMENT OF PORTFOLIOS. **DBA - JSG Tax & Asset Management LLC

Exams

• S66 Uniform Combined State Law Examination
  2008-04-28
• S63 Uniform Securities Agent State Law Examination
  2007-10-31

Other Names

• John S. Gomes