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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-04-03 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
280 Trumbull St., Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential | Hartford | CT | 10/2006 | 03/2024 |
| Prudential Investment Management Services Llc | Hartford | CT | 10/2006 | 03/2024 |
| Global Portfolio Strategies, Inc. | Hartford | CT | 10/2006 | 03/2022 |
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-01 |
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