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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-01-02 |
Branch Locations
8 Third Street North, Great Falls, MT 59401-3104 • UNITED STATES
1001 Military Cutoff Rd. Suite 100, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Asset Management | Raleigh | NC | 06/2007 | 05/2022 |
| Bb&T Wealth Management | Winston-Salem | NC | 01/2007 | 05/2022 |
| Truist Investment Services, Inc | Wilmington | NC | 05/2022 | 10/2023 |
| D.A Davidson & Co. | Wilmington | NC | 12/2023 | Present |
ABA CERTIFIED TRUST AND FIDUCIARY ADVISOR DESIGNATION ADVISORY BOARD POSITION: Board Member NATURE: ABA Certified Trust and Fiduciary Advisor Designation Advisory Board provides training and testing for the CTFA designation. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2021 ADDRESS: , Washington DC , United States DESCRIPTION: At a high-level, the major responsibilities of each Advisory Board are to establish the certification requirements, develop the examination, maintain the examination and assist ABA with identifying market relevant educational programming. Advisory Boards meet at least once a year, usually by teleconference, with in-person meetings when needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-13 |
| S65 | Uniform Investment Adviser Law Examination | 2007-05-26 |
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