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Russell Garnett Ellis

Stonex Advisors Inc.

Birmingham, AL

CRD 5345164

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Employer firm

Stonex Advisors Inc. CRD 174182

$5.09B regulatory AUM 52 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2016-06-30
  • AL RA
    APPROVED
    Since 2016-06-30

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc. Birmingham AL 04/2007 Present
Stonex Advisors Inc. Birmingham AL 06/2016 Present
  • 04/2007 → Present
    Stonex Securities Inc.
    Birmingham, AL
  • 06/2016 → Present
    Stonex Advisors Inc.
    Birmingham, AL
Previous Registrations
  • 2011-09-22 → 2016-06-30
    Intl Advisory Consultants Inc.
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-19
  • S66 Uniform Combined State Law Examination
    2011-09-19

View on SEC IAPD

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