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Nicholas Maddern

J.P. Morgan Securities LLC

Phoenix, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-12-13
TX RA APPROVED 2023-12-06
  • AZ RA
    APPROVED
    Since 2023-12-13
  • TX RA
    APPROVED
    Since 2023-12-06

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Scottsdale AZ 10/2023 Present
Jpmorgan Securities Llc Scottsdale AZ 10/2023 Present
Nuveen Services Llc New York NY 07/2019 08/2023
Bluebay Asset Management Stamford CT 06/2015 07/2019
Unemployed Larchmont NY 09/2023 09/2023
  • 10/2023 → Present
    Jpmorgan Chase Bank Na
    Scottsdale, AZ
  • 10/2023 → Present
    Jpmorgan Securities Llc
    Scottsdale, AZ
  • 07/2019 → 08/2023
    Nuveen Services Llc
    New York, NY
  • 06/2015 → 07/2019
    Bluebay Asset Management
    Stamford, CT
  • 09/2023 → 09/2023
    Unemployed
    Larchmont, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-03
S63 Uniform Securities Agent State Law Examination 2014-04-16
  • S66 Uniform Combined State Law Examination
    2023-08-03
  • S63 Uniform Securities Agent State Law Examination
    2014-04-16
Other Names
  • Nicholas S Maddern
  • Nicholas Sorenson Maddern

View on SEC IAPD

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