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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • KS RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

230 S Maize Rd, Wichita, KS 67209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Wichita KS 08/2018 07/2021
Duane Bergkamp Wichita KS 08/2018 07/2021
Waddell & Reed Inc Wichita KS 05/2018 08/2018
Village Tours Llc Wichita KS 10/2004 05/2018
Bergkamp Mckinley Llc Wichita KS 05/2018 07/2021
Ascension Lutheran Church Wichita KS 04/2019 07/2021
Various Insurance Carriers For W & R Insurance Agencies Wichita KS 01/2019 07/2021
Bergkamp, Mckinley Llc Wichita KS 02/2019 10/2020
Duane Bergkamp Wichita KS 08/2018 05/2020
Bergkamp Financial Inc Wichita KS 06/2020 07/2021
Lpl Financial Llc Wichita KS 07/2021 Present
  • 08/2018 → 07/2021
    Waddell & Reed Inc
    Wichita, KS
  • 08/2018 → 07/2021
    Duane Bergkamp
    Wichita, KS
  • 05/2018 → 08/2018
    Waddell & Reed Inc
    Wichita, KS
  • 10/2004 → 05/2018
    Village Tours Llc
    Wichita, KS
  • 05/2018 → 07/2021
    Bergkamp Mckinley Llc
    Wichita, KS
  • 04/2019 → 07/2021
    Ascension Lutheran Church
    Wichita, KS
  • 01/2019 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Wichita, KS
  • 02/2019 → 10/2020
    Bergkamp, Mckinley Llc
    Wichita, KS
  • 08/2018 → 05/2020
    Duane Bergkamp
    Wichita, KS
  • 06/2020 → 07/2021
    Bergkamp Financial Inc
    Wichita, KS
  • 07/2021 → Present
    Wichita, KS
Previous Registrations
  • 2018-10-29 → 2021-07-21
    Waddell & Reed
    Salina, KS
    Wichita, KS
    Edmond, OK
Other Businesses

1. 7/29/2021 - Bergkamp Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/16/2020 - 160 Hours Per Month During Securities Trading. 2. 10/18/2021 - Bergkamp Financial Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/16/2020 - 1 Hour Per Month. 3. 10/18/2021 - Bergkamp Financial Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 40 Hours Per Month During Securities Trading. 4. 10/18/2021 - No Business Name - At Reported Business Location(s) - Non-Variable Insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-29
  • S66 Uniform Combined State Law Examination
    2018-10-29
Other Names
  • Lori Ann Bergkamp

View on SEC IAPD

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