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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
500 West Jefferson St., Louisville, KY 40202 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 08/2016 | 10/2019 |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
1) BTU FUNDING LLC, 1009 DEVON COURT, GOSHEN, KY 40026, START DATE 08/01/2016, COMMERICAL REAL ESTATE LOCATED IN LOUISVILLE, KY, BTU MANAGES THE PROPERTY, INVESTOR WITH NO DUTIES OR RESPONSIBILITIES, 0 HRS/MO, 0 HRS/MO TRADING. 2) WATKINS HOLDINGS, LLC, START DATE 05/15/2015, OWN/MANAGE PROPERTY WHICH IS HOUSED BY THE LLC, RESPONSIBILITY INCLUDES KEEPING TRACK OF FINANCIAL, NO INVESTING, START DATE 05/15/2015, 2 HRS/MO, 0 HRS/ MO TRADING. 4) Name and Address: Bravo Whiskey Aviation Louisville KY 40202 Start Date: 2/22/22 Hours Spent: 0-1 hours/month Hours Spent during trading hours: Zero Role/Responsibility: LLC Owner Member/ Used for aircraft Non Investment Related Name/Address: Whiskey Knob Ranch LLC / 9450 Bald Knob Rd, Frankfort, KY 40601 Start Date: 4/14/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner of LLC Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-12-14 |
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