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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-18
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

500 West Jefferson St., Louisville, KY 40202 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jjb Hilliard Wl Lyons Llc Louisville KY 08/2016 10/2019
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
Previous Registrations
  • 2016-11-29 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
Other Businesses

1) BTU FUNDING LLC, 1009 DEVON COURT, GOSHEN, KY 40026, START DATE 08/01/2016, COMMERICAL REAL ESTATE LOCATED IN LOUISVILLE, KY, BTU MANAGES THE PROPERTY, INVESTOR WITH NO DUTIES OR RESPONSIBILITIES, 0 HRS/MO, 0 HRS/MO TRADING. 2) WATKINS HOLDINGS, LLC, START DATE 05/15/2015, OWN/MANAGE PROPERTY WHICH IS HOUSED BY THE LLC, RESPONSIBILITY INCLUDES KEEPING TRACK OF FINANCIAL, NO INVESTING, START DATE 05/15/2015, 2 HRS/MO, 0 HRS/ MO TRADING. 4) Name and Address: Bravo Whiskey Aviation Louisville KY 40202 Start Date: 2/22/22 Hours Spent: 0-1 hours/month Hours Spent during trading hours: Zero Role/Responsibility: LLC Owner Member/ Used for aircraft Non Investment Related Name/Address: Whiskey Knob Ranch LLC / 9450 Bald Knob Rd, Frankfort, KY 40601 Start Date: 4/14/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner of LLC Non Investment Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-12-14
  • S63 Uniform Securities Agent State Law Examination
    2016-12-14
Designations
Other Names
  • John Crate Watkins

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