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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-27 |
| VA | RA | APPROVED | 2016-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Lexington | VA | 07/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lexington | VA | 11/2016 | Present |
AUTUMN RIDGE COTTAGES LLC; INV. RELATED; LEXINGTON, VA; CO-OWNER; RENT COTTAGES FOR SHORT TERM LODGING; START DATE 9/11/2017; 6 HRS PR MONTH; 0 HRS DURING TRADING; DUTIES: MAINTENANCE, CHOP WOOD, CUT GRASS. RENTAL PROPERTY; INVESTMENT RELATED; LEXINGTON,VA; 100% OWNERSHIP WITH SPOUSE; START DATE 11/07/2017; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; MAINTENANCE AND CHOPPING WOOD. ESTATE OF MOTHER; NOT INV RELATED; NORFOLK, VA; ADMINISTRATE MOTHER'S ESTATE; CO-ADMINISTRATOR; START DATE: 09/24/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING;| RENTAL PROPERTY- SYCAMORE; INV RELATED; BUENA VISTA, VA; RENTAL;50% OWNERSHIP; START DATE: 11/28/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-26 |
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